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On a two-truths phenomenon in spectral graph clustering

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Significance Spectral graph clustering—clustering the vertices of a graph based on their spectral embedding—is of significant current interest, finding applications throughout the sciences. But as with clustering in general, what… Click to show full abstract

Significance Spectral graph clustering—clustering the vertices of a graph based on their spectral embedding—is of significant current interest, finding applications throughout the sciences. But as with clustering in general, what a particular methodology identifies as “clusters” is defined (explicitly, or, more often, implicitly) by the clustering algorithm itself. We provide a clear and concise demonstration of a “two-truths” phenomenon for spectral graph clustering in which the first step—spectral embedding—is either Laplacian spectral embedding, wherein one decomposes the normalized Laplacian of the adjacency matrix, or adjacency spectral embedding given by a decomposition of the adjacency matrix itself. The two resulting clustering methods identify fundamentally different (true and meaningful) structure. Clustering is concerned with coherently grouping observations without any explicit concept of true groupings. Spectral graph clustering—clustering the vertices of a graph based on their spectral embedding—is commonly approached via K-means (or, more generally, Gaussian mixture model) clustering composed with either Laplacian spectral embedding (LSE) or adjacency spectral embedding (ASE). Recent theoretical results provide deeper understanding of the problem and solutions and lead us to a “two-truths” LSE vs. ASE spectral graph clustering phenomenon convincingly illustrated here via a diffusion MRI connectome dataset: The different embedding methods yield different clustering results, with LSE capturing left hemisphere/right hemisphere affinity structure and ASE capturing gray matter/white matter core–periphery structure.

Keywords: spectral embedding; spectral graph; two truths; graph clustering; truths phenomenon

Journal Title: Proceedings of the National Academy of Sciences of the United States of America
Year Published: 2019

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