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Ab initio construction of symmetry-adapted k·p Hamiltonians for the electronic structure of semiconductors

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While $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ Hamiltonians are frequently used for the description of electronic states in quantum nanostructures, a method is lacking to obtain them in their symmetrized form directly from ab initio… Click to show full abstract

While $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ Hamiltonians are frequently used for the description of electronic states in quantum nanostructures, a method is lacking to obtain them in their symmetrized form directly from ab initio band structure calculations of bulk material. We developed a method for obtaining the parameters and the symmetry-adapted form of the $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ Hamiltonian from the output of an ab initio band structure calculation. The method consists of (i) evaluation of momentum matrix elements between the wave functions obtained from band structure calculation; (ii) identification of the unitary transformation that transforms these wave functions to the symmetry-adapted basis; (iii) transformation of the $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ Hamiltonian to the symmetry-adapted basis. We illustrate the methodology by obtaining $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ Hamiltonians that describe the band structure of zinc-blende CdSe and then we use the Hamiltonians obtained to calculate the electronic states in CdSe quantum wells. Excellent agreement between density functional theory and $\mathbf{k}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{p}$ is obtained for the electronic structure, even for quite thin wells.

Keywords: symmetry adapted; cdot else; structure; else textperiodcentered; mathbf ifmmode; ifmmode cdot

Journal Title: Physical Review B
Year Published: 2020

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