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2-D DOA Estimation of Incoherently Distributed Sources Considering Gain-Phase Perturbations in Massive MIMO Systems

In massive multiple-input multiple-output (MIMO) systems, accurate direction-of-arrival (DOA) estimation is important for the base station (BS) to perform effective downlink beamforming. So far, there have been few reports on… Click to show full abstract

In massive multiple-input multiple-output (MIMO) systems, accurate direction-of-arrival (DOA) estimation is important for the base station (BS) to perform effective downlink beamforming. So far, there have been few reports on DOA estimation considering gain-phase perturbations in massive MIMO systems. However, gain-phase perturbations indeed exist in practical applications and cannot be ignored. In this paper, an efficient method for two-dimensional (2-D) DOA estimation of incoherently distributed (ID) sources considering array gain-phase perturbations is proposed for massive MIMO systems. Firstly, a shift invariance structure is established in the subspace framework, and a constrained optimization problem is formulated to estimate the nominal azimuth and elevation DOAs as well as gain-phase perturbations with closed-form expressions, under the assumption that some of the BS antennas are well calibrated; secondly, the corresponding angular spreads are obtained with the aid of the estimated gain-phase perturbations. Theoretical analysis and an approximate Cramér-Rao bound are also provided. An improved estimation performance is achieved by the proposed method as demonstrated by numerical simulations.

Keywords: mimo systems; doa estimation; phase perturbations; gain phase

Journal Title: IEEE Transactions on Wireless Communications
Year Published: 2022

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