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Kernel-based adaptive randomization toward balance in continuous and discrete covariates

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Covariate balance among different treatment arms is critical in clinical trials, as confounding effects can be effectively eliminated when patients in different arms are alike. To balance the prognostic factors… Click to show full abstract

Covariate balance among different treatment arms is critical in clinical trials, as confounding effects can be effectively eliminated when patients in different arms are alike. To balance the prognostic factors across different arms, we propose a new dynamic scheme for patient allocation. Our approach does not require discretizing continuous covariates to multiple categories, and can handle both continuous and discrete covariates naturally. This is achieved through devising a statistical measure to characterize the similarity between a new patient and all the existing patients in the trial. Under the similarity weighting scheme, we develop a covariate-adaptive biased coin design and establish its theoretical properties, as well as improving the original Pocock–Simon design. We conduct extensive simulation studies to examine the design operating characteristics and illustrate our method with a real data example. The new approach is demonstrated to be superior to other existing methods in terms of performance.

Keywords: kernel based; discrete covariates; adaptive randomization; based adaptive; continuous discrete; balance

Journal Title: Statistica Sinica
Year Published: 2018

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