Articles with "broker" as a keyword



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Should Financial Gatekeepers be Publicly Traded?

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Published in 2018 at "Journal of Business Ethics"

DOI: 10.1007/s10551-018-4044-6

Abstract: We investigate how a broker firm’s initial public offering (IPO) affects its analysts’ fiduciary duty of providing independent and objective recommendations. We find that the analysts of newly listed broker firms issue more positively biased… read more here.

Keywords: recommendation bias; listed broker; broker firms; financial gatekeepers ... See more keywords
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A Fuzzy-Based Intelligent Cloud Broker with MapReduce Framework to Evaluate the Trust Level of Cloud Services Using Customer Feedback

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Published in 2018 at "International Journal of Fuzzy Systems"

DOI: 10.1007/s40815-017-0347-5

Abstract: With the rapid development of cloud computing services, it is highly essential to ensure the quality of service offered by the service providers. Though several trust evaluation methods are available based on user feedback, it… read more here.

Keywords: cloud; framework; trust level; broker ... See more keywords
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Does Borrower and Broker Race Affect the Cost of Mortgage Credit?

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Published in 2020 at "Review of Financial Studies"

DOI: 10.1093/rfs/hhaa087

Abstract: We test for pricing disparities in mortgage contracts using a novel data set that allows us to observe the race and ethnicity of both parties to the loan. We find that minorities pay between 3%… read more here.

Keywords: borrower broker; credit; broker race; mortgage ... See more keywords
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Broker-dealer leverage volatility and the US stock prices

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Published in 2021 at "Studies in Economics and Finance"

DOI: 10.1108/sef-10-2020-0440

Abstract: Purpose Broker-dealer leverage volatility increases during booms and crisis periods, but its impact on stock prices is relatively unexplored. This paper aims to investigate whether broker-dealer leverage volatility is a key driver for stock prices.… read more here.

Keywords: broker; leverage volatility; leverage; broker dealer ... See more keywords
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Auditor Reporting and Regulatory Sanctions in the Broker‐Dealer Industry: From Self‐Regulation to PCAOB Oversight

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Published in 2019 at "Contemporary Accounting Research"

DOI: 10.1111/1911-3846.12473

Abstract: The financial security of the investing public relies on high quality service by broker-dealers (BDs), investors’ gateway to the financial markets. The Securities and Exchange Commission (SEC) has long required auditors to attest to BDs’… read more here.

Keywords: quality; industry; broker; reporting quality ... See more keywords
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Development and Testing of Message Scheduling Middleware Algorithm with SOA for Message Traffic Control in IoT Environment

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Published in 2018 at "International Journal of Intelligent Engineering and Systems"

DOI: 10.22266/ijies2018.1031.28

Abstract: Nowadays, in most of the applications, Internet of Things (IoT) is being used, multiple clients are indirectly connected to sensing devices through messaging broker and their interaction happens through message exchanger. Day by day number… read more here.

Keywords: iot; message; protocol; message traffic ... See more keywords