Ethics in financial planning: Analysis of ombudsman decisions using codes of ethics and fiduciary duty standards
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DOI: 10.1177/03128962211022568
Abstract: Scandals show that ethics is an important topic in financial planning. Our research analyses 212 financial ombudsman decisions (2013–2018) to understand the nature of financial planning misconduct in complaint decisions. We develop a coding structure… read more here.
Keywords: fiduciary duty; analysis; ombudsman decisions; financial planning ... See more keywords